Our client is a fintech company.
- Stay abreast of changes in financial regulations and ensure the organization’s policies and procedures are in compliance with local and international laws.
- Develop, implement, and maintain an effective compliance program to manage and mitigate regulatory risks.
- Work closely with legal and business teams to develop and update compliance policies, ensuring they align with the company’s goals and industry best practices.
- Communicate policies and procedures throughout the organization and provide training to employees on compliance matters.
- Conduct regular risk assessments to identify potential areas of compliance vulnerability and risk; develop strategies to address and mitigate these risks.
- Establish and oversee mechanisms for monitoring compliance with applicable laws and regulations.
- Prepare and submit reports to regulatory bodies and senior management as required.
- Lead or oversee internal investigations in response to reports of non-compliance, and recommend corrective actions.
- Collaborate with cross-functional teams, including legal, risk management, and business units, to ensure a holistic approach to compliance.
- Coordinate and manage internal and external audits, responding to audit findings and implementing necessary changes.
- Develop and implement compliance training programs for employees to ensure awareness and understanding of compliance policies.
- Bachelor’s degree in law, finance, business administration, or a related field; advanced degree or relevant certifications (e.g., CRCM, CAMS) preferred.
- Proven experience as a compliance officer or in a similar role within the fintech/financial industry.
- In-depth knowledge of financial regulations and compliance best practices.
- Strong analytical and problem-solving skills.
- Excellent communication and interpersonal skills.
- Ability to lead and inspire cross-functional teams.High level of integrity and ethical standards.